We aim to keep you up to date with changes to the rules which affect your specific business, and not bother you with those that do not.
- The new Client Money and Assets (CASS) regime was implemented in full from 1 June 2015 and include wide ranging amendments to the rules.
- A new version of the Markets in Financial Instruments Directive (MiFID II) is expected to take effect in the UK from 3 January 2017 but investment firms should plan for the changes in advance of this date.
- Investment firms need to be aware of the latest Capital requirements Directive (CRD IV), which came into effect from 1
We can advise you on how your business is likely to be affected by these changes, and when you should be taking any necessary action.