New and forthcoming regulations

We aim to keep you up to date with changes to the rules which affect your specific business, and not bother you with those that do not.

For example:

  • The new Client Money and Assets (CASS) regime was implemented in full from 1 June 2015 and include wide ranging amendments to the rules.
  • A new version of the Markets in Financial Instruments Directive (MiFID II) is expected to take effect in the UK from 3 January 2017 but investment firms should plan for the changes in advance of this date.
  • Investment firms need to be aware of the latest Capital requirements Directive (CRD IV), which came into effect from 1
    January 2014.

We can advise you on how your business is likely to be affected by these changes, and when you should be taking any necessary action.