Getting the best compliance advice
Nowadays nobody needs to be convinced of the importance of compliance. The costs of failure - financial and reputational - are just too high.
Auditors can be presumed to know about the FSA rules on which they are required to report, but may not be familiar with the rest of the rule book.
There are the big solicitors and compliance consultants of course - but they could be expensive, and you might only need their services on an occasional basis.
Would a free, no-obligation meeting with an expert help?
UHY Hacker Young is a mid-tier, City-based firm of Chartered Accountants, with a long standing specialism in advising financial services businesses. Mike Egan, the partner in charge of FSA services, has over twenty years' experience in the sector. We specialise first and foremost in advising the owners and directors of smaller and medium-sized firms how they can achieve full compliance with the FSA rules in a clear and economical way.
Whether or not we are appointed as the auditors, we can offer clients:
- Preparation of compliance manuals from scratch;
- Updating service for existing compliance manuals, whether or not we prepared them originally;
- Design and implementation of compliance monitoring procedures;
- Assistance with regular financial and other reports to the FSA;
- Keeping clients up to date with changes to the rules which affect their business (and not bothering them with those that don't);
- Ad hoc compliance support and helpline facilities.
Most of our FSA clients are small or medium-sized firms, with staff numbers between one and a few hundred. However we have also provided professional advice to some very large institutions on specific issues and projects.
The next step
If this all sounds like the answer you are looking for, we offer an introductory meeting with a UHY Hacker Young partner free of charge. All you need to do is email the partner in charge of FSA services, Mike Egan , at m.egan@uhy-uk.com , with some brief details about you and your business. We look forward to hearing from you.
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